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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-28
WY RA APPROVED 2017-07-03
ID RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2019-03-28
  • WY RA
    APPROVED
    Since 2017-07-03
  • ID RA
    APPROVED
    Since 2012-10-01

Branch Locations

616 N Federal Blvd, Riverton, WY 82501 • United States

3500 Cy Ave, Casper, WY 82604 • United States

141 N Wolcott St, Casper, WY 82601 • United States

4141 E 2Nd St, Casper, WY 82609 • United States

101 S Capitol Blvd Ste 1210 [Wj/Wb/Wl/Ws-Rbo], Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Casper WY 12/2011 Present
Wells Fargo Advisors, Llc Casper WY 05/2012 11/2016
Wells Fargo Clearing Services, Llc Casper WY 11/2016 Present
  • 12/2011 → Present
    Wells Fargo Bank, N.A.
    Casper, WY
  • 05/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Casper, WY
  • 11/2016 → Present
    Casper, WY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-28
  • S66 Uniform Combined State Law Examination
    2012-09-28

View on SEC IAPD

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