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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-10-27
  • IN RA
    APPROVED
    Since 2025-10-27

Branch Locations

Mccordsville, IN • United States

12711 N. Meridian Street, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Bank / J.P. Morgan Securities Llc Carmel IN 09/2021 03/2024
Metalsa Elizabethtown KY 06/2021 08/2021
Fca Automobiles Kokomo IN 11/2018 03/2021
Finish Line Muncie IN 11/2010 11/2018
Pepsico Indianapolis IN 04/2021 06/2021
Carmax Louisville KY 08/2021 09/2021
Insight Global Indianapolis IN 03/2024 08/2024
Group 1001 / Clarendon Insurance Agency / Delaware Life Zionsville IN 08/2024 06/2025
Capital Group / Capital Client Group, Inc. Carmel IN 06/2025 Present
Derrick Alford Fishers IN 03/2026 Present
  • 09/2021 → 03/2024
    Chase Bank / J.P. Morgan Securities Llc
    Carmel, IN
  • 06/2021 → 08/2021
    Metalsa
    Elizabethtown, KY
  • 11/2018 → 03/2021
    Fca Automobiles
    Kokomo, IN
  • 11/2010 → 11/2018
    Finish Line
    Muncie, IN
  • 04/2021 → 06/2021
    Pepsico
    Indianapolis, IN
  • 08/2021 → 09/2021
    Carmax
    Louisville, KY
  • 03/2024 → 08/2024
    Insight Global
    Indianapolis, IN
  • 08/2024 → 06/2025
    Group 1001 / Clarendon Insurance Agency / Delaware Life
    Zionsville, IN
  • 06/2025 → Present
    Capital Group / Capital Client Group, Inc.
    Carmel, IN
  • 03/2026 → Present
    Derrick Alford
    Fishers, IN
Other Businesses

DERRICK ALFORD POSITION: Owner NATURE: Refer prospects looking to purchase a home to realtor. Common communication will be 60% email and 40% phone. Information gathered will be solely around if they are looking to buy or sell their home and timeline for the transaction. For every client referred to the realtor company (once the deal closes) I will be compensated a certain percentage. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026, Fishers IN 46038, United States DESCRIPTION: Obtain Indiana Realtor license. Call and connect with potential buyers or sellers of homes. Once I get their interest I will refer to a realtor company who will then take over the ownership.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-27
S63 Uniform Securities Agent State Law Examination 2022-03-11
  • S66 Uniform Combined State Law Examination
    2025-10-27
  • S63 Uniform Securities Agent State Law Examination
    2022-03-11
Other Names
  • Derrick Alford
  • Derrick Randle Alford

View on SEC IAPD

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