Brandon William Murphy

Employer firm

Arete Wealth Advisors, LLC CRD 145488

$2.75B regulatory AUM 35 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-01-20

NY RA
APPROVED

Since 2023-01-20

Branch Locations

425 Broadhollow Rd Suite 325, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northport School	Northport	NY	01/2011	06/2020
Northport Soccer League	Northport	NY	08/2016	07/2018
Glunta's Meat Farms	Northport	NY	07/2017	Present
National Securities Corporation	Melville	NY	10/2021	07/2022
Arete Wealth Management, Llc	Chicago	IL	07/2022	Present

01/2011 → 06/2020

Northport School

Northport, NY
08/2016 → 07/2018

Northport Soccer League

Northport, NY
07/2017 → Present

Glunta's Meat Farms

Northport, NY
10/2021 → 07/2022

National Securities Corporation

Melville, NY
07/2022 → Present

Arete Wealth Management, Llc

Chicago, IL

Other Businesses

FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-01-20
S63	Uniform Securities Agent State Law Examination	2022-03-18

S65 Uniform Investment Adviser Law Examination

2023-01-20
S63 Uniform Securities Agent State Law Examination

2022-03-18

View on SEC IAPD