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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-07 |
| MD | RA | APPROVED | 2025-06-26 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
11810 Grand Park Ave, North Bethesda, MD 20852 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | North Bethesda | MD | 09/2021 | Present |
| Wells Fargo Bank | Washington | DC | 06/2013 | 08/2021 |
I*597234, Entity Type Entity For Profit, Name of OBA: 202 District Holdings LLC Address: Washington DC 20002 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/21/2021 No Hours: 1 monthly No Hours during trading: 0 Duties: Property owned with my wife. Property used for rental purposes that pay monthly. I*601237, Entity Type Entity For Profit, Name of OBA: 34th Street Holdings LLC Address: ArlingtonVirginia22206 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/01/2020 No Hours: 1 yearly No Hours during trading: 0 Duties: Property owned with wife and run as a rental property. Wife is the property manager for the property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-26 |
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