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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-08-26 |
Branch Locations
1140 Highway 315 Blvd Suite 203, Wilkes-Barre, PA 18702 • United States
Mountain Top, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Lancaster | PA | 11/2004 | 08/2022 |
| Park Avenue Securities Llc | Lancaster | PA | 03/2005 | 08/2022 |
| Mml Investors Services, Llc | Wilkes-Barre | PA | 08/2022 | Present |
| Massmutual Life Insurance Co | Wilkes-Barre | PA | 04/2022 | Present |
(1)Name: Dennis C. Jumper Inv rel: Y Add: At Residential Address Nature: Outside Insurance Sales; Life, Disability, and Fixed Annuities Position: Agent Start date: 04/15/2003 No. HR/MO: 1 No. HR/MO dur trading: 1 (2)Name: Dennis Jumper-PIAA Soccer Official, Inv Rel: N Addr: @ Residential Address Nature: Soccer Referee for the PIAA, Position: Official, Start: 8/1/2026, No Hr/Mo: 20 No Hr/Mo Dur trading: 0 Duties: Attend and adjudicate junior high and high school soccer matches by enforcing the rules of the game, ensure player safety, maintain match control, and uphold standards of sportsmanship.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-12 |
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