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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-20 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wynn Las Vegas | Las Vegas | NV | 01/2016 | 09/2017 |
| Slrrrp | Las Vegas | NV | 09/2017 | 01/2019 |
| Deux Rose | Las Vegas | NV | 07/2019 | 02/2020 |
| First Trust Portfolios L.P. | Wheaton | IL | 09/2021 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 09/2021 | Present |
| Unemployed | Las Vegas | NV | 04/2020 | 08/2021 |
| Unemployed | Las Vegas | NV | 02/2019 | 06/2019 |
OTHER BUSINESS NAME: REN HOLDINGS LLC. LOCATION: AUSTIN, TX. NATURE OF BUSINESS: INVESTING INTO A MERCHANT CASH ADVANCE COMPANY. POSITION OR TITLE: MEMBER. RESPONSIBILITITIES: PASSIVE EINVESTOR. START DATE: SEP 12, 2023. INVESTMENT-RELATED: YES. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-25 |
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