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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-19 |
Branch Locations
One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES
One Federal Street 19Th Floor, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | New York | NY | 09/2021 | 03/2024 |
| Mildred Elley | New York | NY | 11/2020 | 08/2021 |
| Godiva Chocolate | New York | NY | 07/2019 | 03/2020 |
| United States Congress | New York | NY | 03/2018 | 09/2018 |
| Wegmans Food Markets | New York | NY | 06/2014 | 01/2018 |
| Unemployed | Buffalo | NY | 04/2020 | 11/2020 |
| Unemployed | New York | NY | 09/2018 | 06/2019 |
| Moors Cabot Inc | Boston | MA | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-09 |
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