Best Investors Account Sign in

Tiffany Nicole Dugger Little

Edward Jones

Newton, NC

CRD 7444031

Claim This Profile
Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-04-24
  • NC RA
    APPROVED
    Since 2023-04-24

Branch Locations

57 Northwest Blvd, Newton, NC 28658 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2021 05/2022
United Bank Hickory NC 06/2009 10/2021
Unemployed Hickory NC 06/2022 03/2023
Edward Jones St. Louis MO 04/2023 Present
  • 10/2021 → 05/2022
    St Louis, MO
  • 06/2009 → 10/2021
    United Bank
    Hickory, NC
  • 06/2022 → 03/2023
    Unemployed
    Hickory, NC
  • 04/2023 → Present
    St. Louis, MO
Other Businesses

Catawba County Board of Elections Type: Elections for Catawba County Date: 01/24/24 Title: Voter Assistant Trad Hrs: 1 Tot Hrs: 1 Desc: Early voting would be either 7:30am to 1:30pm or 1:30pm to 7:30 pm and Primary 6:00am to 6:30pm City-State: Newton NC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-02
S63 Uniform Securities Agent State Law Examination 2022-06-06
  • S66 Uniform Combined State Law Examination
    2023-01-02
  • S63 Uniform Securities Agent State Law Examination
    2022-06-06
Other Names
  • Tiffany Nicole Dugger
  • Tiffany Nicole Dugger Little

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Newton, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor