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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-02-18 |
| TX | RA | APPROVED_RES | 2025-01-21 |
| CA | RA | APPROVED | 2020-07-13 |
Branch Locations
150 California St 12Th Floor, San Francisco, CA 94111 • United States
1450 Chapin Ave 1St Floor, Burlingame, CA 94010 • United States
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Novato | CA | 12/2014 | 08/2017 |
| Bank Of The West | Concord | CA | 12/2014 | 08/2017 |
| E*Trade Securities Llc | Palo Alto | CA | 08/2017 | 07/2020 |
| E*Trade Capital Management Llc | Palo Alto | CA | 08/2017 | 07/2020 |
| City National Securities | San Francisco | CA | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-14 |
| S66 | Uniform Combined State Law Examination | 2005-10-27 |
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