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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-11-19
  • CO RA
    APPROVED
    Since 2025-11-19

Branch Locations

Denver, CO • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Suttons Bay MI 10/2021 04/2024
Raymond James & Associates, Inc Denver CO 04/2024 Present
Rick's American Cafe Ann Arbor MI 02/2020 03/2020
Hop Lot Brewing Company Suttons Bay MI 05/2019 08/2019
University Of Michigan Ann Arbor MI 08/2017 06/2021
Washtenaw Community College Ann Arbor MI 06/2021 09/2021
Hop Lot Brewing Company Suttons Bay MI 05/2018 08/2018
Hop Lot Brewing Company Suttons Bay MI 05/2017 08/2017
Suttons Bay High School Suttons Bay MI 09/2014 06/2017
  • 10/2021 → 04/2024
    Suttons Bay, MI
  • 04/2024 → Present
    Denver, CO
  • 02/2020 → 03/2020
    Rick's American Cafe
    Ann Arbor, MI
  • 05/2019 → 08/2019
    Hop Lot Brewing Company
    Suttons Bay, MI
  • 08/2017 → 06/2021
    University Of Michigan
    Ann Arbor, MI
  • 06/2021 → 09/2021
    Washtenaw Community College
    Ann Arbor, MI
  • 05/2018 → 08/2018
    Hop Lot Brewing Company
    Suttons Bay, MI
  • 05/2017 → 08/2017
    Hop Lot Brewing Company
    Suttons Bay, MI
  • 09/2014 → 06/2017
    Suttons Bay High School
    Suttons Bay, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-18
  • S66 Uniform Combined State Law Examination
    2025-11-18

View on SEC IAPD

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