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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-17
NH RA APPROVED 2023-08-03
  • TX RA
    APPROVED
    Since 2023-08-17
  • NH RA
    APPROVED
    Since 2023-08-03

Branch Locations

43 Constitution Drive Suite 201, Bedford, NH 03110 • United States

Derry, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Nashua NH 09/2021 05/2023
Wohler Usa Middleton MA 07/2019 08/2021
Power Home Remodeling Group Waltham MA 08/2016 07/2019
United States Military Ayer MA 02/2012 02/2020
Mml Investors Services Bedford NH 06/2023 Present
Mass Mutual Life Insurance Company Bedford NH 06/2023 Present
  • 09/2021 → 05/2023
    Rbc Capital Markets, Llc
    Nashua, NH
  • 07/2019 → 08/2021
    Wohler Usa
    Middleton, MA
  • 08/2016 → 07/2019
    Power Home Remodeling Group
    Waltham, MA
  • 02/2012 → 02/2020
    United States Military
    Ayer, MA
  • 06/2023 → Present
    Mml Investors Services
    Bedford, NH
  • 06/2023 → Present
    Mass Mutual Life Insurance Company
    Bedford, NH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-07-15
S65 Uniform Investment Adviser Law Examination 2023-07-06
  • S63 Uniform Securities Agent State Law Examination
    2023-07-15
  • S65 Uniform Investment Adviser Law Examination
    2023-07-06

View on SEC IAPD

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