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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-03
VA RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-08-03
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 06/2021 Present
Chesterfield County Public Schools Midlothian VA 08/2016 06/2021
Bank Of America, N.A. Richmond VA 05/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-28
  • S66 Uniform Combined State Law Examination
    2023-06-28
Other Names
  • Lisa Mckittrick

View on SEC IAPD

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