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Kevin Andrew Swander

Mml Investors Services, LLC

Columbia, SC

Chapin, SC

CRD 7443295

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-11-05
TX RA APPROVED_RES 2025-11-05
  • SC RA
    APPROVED
    Since 2025-11-05
  • TX RA
    APPROVED_RES
    Since 2025-11-05

Branch Locations

Columbia, SC • United States

231 Columbia Avenue, Chapin, SC 29036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of South Carolina Columbia SC 10/2012 06/2021
Northwestern Mutual Life Insurance Company Columbia SC 10/2021 10/2025
Northwestern Mutual Investment Services Llc Columbia SC 09/2021 10/2025
Northwestern Mutual Wealth Management Company Columbia SC 02/2023 10/2025
Massmutual Life Insurance Co Chapin SC 10/2025 Present
Mml Investors Services, Llc Chapin SC 11/2025 Present
  • 10/2012 → 06/2021
    University Of South Carolina
    Columbia, SC
  • 10/2021 → 10/2025
    Northwestern Mutual Life Insurance Company
    Columbia, SC
  • 09/2021 → 10/2025
    Northwestern Mutual Investment Services Llc
    Columbia, SC
  • 02/2023 → 10/2025
    Northwestern Mutual Wealth Management Company
    Columbia, SC
  • 10/2025 → Present
    Massmutual Life Insurance Co
    Chapin, SC
  • 11/2025 → Present
    Chapin, SC
Other Businesses

Name: Kevin Swander Inv Rel: Y Add: At residential address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 10/24/2025 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 0 Duties: Life, disability, long-term care, fixed annuities, health.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-01-06
  • S63 Uniform Securities Agent State Law Examination
    2023-01-06
Designations
  • Certified Financial Planner
Other Names
  • Kevin Andrew Swander

View on SEC IAPD

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