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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-25
IL RA APPROVED 2025-04-28
WI RA APPROVED 2025-04-28
  • TX RA
    APPROVED
    Since 2026-03-25
  • IL RA
    APPROVED
    Since 2025-04-28
  • WI RA
    APPROVED
    Since 2025-04-28

Branch Locations

10772 Main Street Suite 1, Roscoe, IL 61073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cowleys Piggly Wiggly Milton WI 04/2011 09/2016
Riteway Bus Company Milton WI 07/2018 06/2019
Armed Forces Watertown WI 09/2014 09/2020
Colders Furniture And Appliances West Allis WI 08/2019 09/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2021 03/2022
Northwestern Mutual Investment Services Llc Glendale WI 11/2021 03/2022
Securities America, Inc. Fitchburg WI 03/2022 11/2022
Securities America, Inc. Roscoe IL 11/2022 06/2024
Osaic Wealth, Inc. Roscoe IL 06/2024 04/2025
Commonwealth Financial Network Waltham MA 04/2025 Present
Strategic Wealth Management Roscoe IL 04/2025 Present
  • 04/2011 → 09/2016
    Cowleys Piggly Wiggly
    Milton, WI
  • 07/2018 → 06/2019
    Riteway Bus Company
    Milton, WI
  • 09/2014 → 09/2020
    Armed Forces
    Watertown, WI
  • 08/2019 → 09/2021
    Colders Furniture And Appliances
    West Allis, WI
  • 11/2021 → 03/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2021 → 03/2022
    Northwestern Mutual Investment Services Llc
    Glendale, WI
  • 03/2022 → 11/2022
    Securities America, Inc.
    Fitchburg, WI
  • 11/2022 → 06/2024
    Securities America, Inc.
    Roscoe, IL
  • 06/2024 → 04/2025
    Roscoe, IL
  • 04/2025 → Present
    Waltham, MA
  • 04/2025 → Present
    Strategic Wealth Management
    Roscoe, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-02
S63 Uniform Securities Agent State Law Examination 2023-08-16
  • S65 Uniform Investment Adviser Law Examination
    2024-10-02
  • S63 Uniform Securities Agent State Law Examination
    2023-08-16
Other Names
  • Maxwell S Licary

View on SEC IAPD

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