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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| IL | RA | APPROVED | 2025-04-28 |
| WI | RA | APPROVED | 2025-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cowleys Piggly Wiggly | Milton | WI | 04/2011 | 09/2016 |
| Riteway Bus Company | Milton | WI | 07/2018 | 06/2019 |
| Armed Forces | Watertown | WI | 09/2014 | 09/2020 |
| Colders Furniture And Appliances | West Allis | WI | 08/2019 | 09/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2021 | 03/2022 |
| Northwestern Mutual Investment Services Llc | Glendale | WI | 11/2021 | 03/2022 |
| Securities America, Inc. | Fitchburg | WI | 03/2022 | 11/2022 |
| Securities America, Inc. | Roscoe | IL | 11/2022 | 06/2024 |
| Osaic Wealth, Inc. | Roscoe | IL | 06/2024 | 04/2025 |
| Commonwealth Financial Network | Waltham | MA | 04/2025 | Present |
| Strategic Wealth Management | Roscoe | IL | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-16 |
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