Alan Mears Gilbreath

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 12/2024
  Cambridge Investment Research, Inc
  Fairfield, IA
• 09/2012 → 12/2024
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 12/2024 → Present
  Lpl Financial Llc
  Richardson, TX

Previous Registrations

• 2012-09-20 → 2024-12-11
  Cambridge Investment Research Advisors, Inc.
  Wimberley, TX
  Richardson, TX
• 2008-08-25 → 2012-09-21
  B. Riley Wealth Management
  Memphis, TN
  Hartville, OH
  Dallas, TX
  Plano, TX
  Richardson, TX
• 2007-04-09 → 2008-09-18
  Riverstone Wealth Management, Inc.
  Dallas, TX
• 2007-04-02 → 2007-04-11
  Morgan Stanley & Co. Llc
  Dallas, TX
• 2006-11-15 → 2007-04-02
  Morgan Stanley Dw Inc.
  Sheboygan, WI
  Greenbay, WI
  Greenbay, WI
  Dallas, TX

Other Businesses

1 - 11/2024 - Levingston and Gilbreath Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 60 Hours/Month - 100 Hours During Trading - At reported business location(s). 2 - 11/2024 - Real Estate Rental - Inv Related - WI 53044 - OBA Start Date: 07/01/023. 3 - 11/2024 - No speciifc business. Simply ex-productive farm land being maintained as dormant grass land - Real Estate Rental - Inv Related - TX - OBA Start Date: 01/01/1987.

Exams

• S66 Uniform Combined State Law Examination
  2005-05-24