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Thomas Shant Yokum

Key Investment Services LLC

Hamburg, NY

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-20
  • NY RA
    APPROVED
    Since 2026-05-20

Branch Locations

25 Main Street, Hamburg, NY 14075 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Brooklyn OH 05/2026 Present
Keybank Hamburg NY 05/2026 Present
Wells Fargo Clearing Services Llc Salt Lake City UT 09/2021 12/2021
Digital Intelligence Systems Mclean VA 09/2021 12/2021
Tutoring (Self Employed) Salt Lake City UT 03/2020 09/2021
Utah Reads Salt Lake City UT 09/2019 03/2020
Rise Services Inc. Taylorsville UT 09/2017 09/2019
Tom Defranzo's Martial Arts Academy Winchester MA 01/2014 03/2017
Illness Recovery Bend OR 03/2017 09/2017
Unemployed Salt Lake City UT 01/2022 05/2022
Oasis Ascent Millcreek UT 05/2022 06/2022
Ikea Draper UT 06/2022 09/2022
Ubs Financial Services Inc. Portland ME 10/2022 09/2024
Lpl Enterprise Llc Buffalo NY 02/2025 05/2026
Unemployed Sunapee NH 09/2024 02/2025
  • 05/2026 → Present
    Key Investment Services Llc
    Brooklyn, OH
  • 05/2026 → Present
    Keybank
    Hamburg, NY
  • 09/2021 → 12/2021
    Wells Fargo Clearing Services Llc
    Salt Lake City, UT
  • 09/2021 → 12/2021
    Digital Intelligence Systems
    Mclean, VA
  • 03/2020 → 09/2021
    Tutoring (Self Employed)
    Salt Lake City, UT
  • 09/2019 → 03/2020
    Utah Reads
    Salt Lake City, UT
  • 09/2017 → 09/2019
    Rise Services Inc.
    Taylorsville, UT
  • 01/2014 → 03/2017
    Tom Defranzo's Martial Arts Academy
    Winchester, MA
  • 03/2017 → 09/2017
    Illness Recovery
    Bend, OR
  • 01/2022 → 05/2022
    Unemployed
    Salt Lake City, UT
  • 05/2022 → 06/2022
    Oasis Ascent
    Millcreek, UT
  • 06/2022 → 09/2022
    Ikea
    Draper, UT
  • 10/2022 → 09/2024
    Ubs Financial Services Inc.
    Portland, ME
  • 02/2025 → 05/2026
    Lpl Enterprise Llc
    Buffalo, NY
  • 09/2024 → 02/2025
    Unemployed
    Sunapee, NH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-17
S63 Uniform Securities Agent State Law Examination 2021-11-19
  • S65 Uniform Investment Adviser Law Examination
    2023-03-17
  • S63 Uniform Securities Agent State Law Examination
    2021-11-19
Other Names
  • Tom Yokum
  • Thomas Yokum

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
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EDWARD JONES
EQUITABLE ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CITIZENS SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
SAPERSTON LEGACY ADVISORS, INC.

Other Investors

JAMES GREGORY GOUPIL
GEORGE KOSTOV BIDJOV
THERESA MARIE SMITH
Robert A Lucarelli
Patrick Michael Gardner
Anthony J. Alleca
DAVID HIRSCHBINE
Aaron S Cohen

Other Offices

LPL FINANCIAL LLC · HAMBURG, NY
KEY INVESTMENT SERVICES LLC · Hamburg, NY
KEY INVESTMENT SERVICES LLC · Hamburg, NY
EDWARD JONES · HAMBURG, NY
LPL FINANCIAL LLC · HAMBURG, NY
EQUITABLE ADVISORS, LLC · HAMBURG, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Hamburg, NY
CITIZENS SECURITIES, INC. · HAMBURG, NY

More in Hamburg, NY

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