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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-08 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Salt Lake City | UT | 09/2021 | 07/2025 |
| Us Tech Solutions | Jersey City | NJ | 09/2021 | 01/2022 |
| Papa Johns | Tuscaloosa | AL | 09/2020 | 04/2021 |
| Oxmoor Valley Golf Course | Birmingham | AL | 05/2019 | 01/2021 |
| Houndstooth Express Car Wash | Tuscaloosa | AL | 09/2019 | 03/2020 |
| Your Golf Superstore | Tuscaloosa | AL | 09/2018 | 11/2018 |
| Hendrick Chevrolet | Hoover | AL | 07/2018 | 08/2018 |
| Auto Spa Etc | Ellisville | MO | 07/2015 | 01/2018 |
| University Of Alabama | Tuscaloosa | AL | 08/2017 | 05/2021 |
| Unemployed | Birmingham | AL | 05/2021 | 08/2021 |
| Rockwood School District | Eureka | MO | 01/2010 | 05/2017 |
| Unemployed | Birmingham | AL | 01/2018 | 07/2018 |
| Unemployed | Hoover | AL | 12/2018 | 05/2019 |
| Kestra Investment Services, Llc | Austin | TX | 08/2025 | Present |
| Kestra Advisory Services, Llc | Austin | TX | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-19 |
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