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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-16 |
Branch Locations
3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States
Spring Branch, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kraus Capital Management | San Antonio | TX | 06/2020 | 01/2024 |
| Fisher Investments | Plano | TX | 10/2019 | 03/2020 |
| Usaa | San Antonio | TX | 05/2019 | 07/2019 |
| Hey Sugar Candy Store | Waco | TX | 08/2018 | 02/2019 |
| Baylor Men's Tennis Team | Waco | TX | 01/2017 | 01/2018 |
| Anthropologie | San Antonio | TX | 05/2017 | 08/2017 |
| Baylor University | Waco | TX | 08/2015 | 05/2019 |
| Unemployed | Waco | TX | 07/2019 | 10/2019 |
| Capital Group / American Funds Distributors, Inc. | San Antonio | TX | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-17 |
| S65 | Uniform Investment Adviser Law Examination | 2020-05-21 |
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