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Current Employers
Monex Asset Management, Inc.

440 Louisiana Street Suite 1240, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
  • TX RA
    APPROVED
    Since 2023-01-23

Branch Locations

440 Louisiana Street Suite 1240, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Monex Securities, Inc. Houston TX 09/2021 03/2022
College Montpellier 06/2015 12/2016
Lone Star College Spring TX 01/2016 12/2016
Viva Mi Casa Financial Spring TX 08/2016 05/2017
Flores De Bulbos Importados S.A. De C.V. Villa Guerrero 05/2018 08/2018
University Of St. Thomas Houston TX 08/2017 05/2021
Unemployed Houston TX 05/2021 09/2021
Monex Asset Management, Inc. Houston TX 01/2023 Present
Monex Securities, Inc. Houston TX 03/2022 Present
  • 09/2021 → 03/2022
    Monex Securities, Inc.
    Houston, TX
  • 06/2015 → 12/2016
    College
    Montpellier
  • 01/2016 → 12/2016
    Lone Star College
    Spring, TX
  • 08/2016 → 05/2017
    Viva Mi Casa Financial
    Spring, TX
  • 05/2018 → 08/2018
    Flores De Bulbos Importados S.A. De C.V.
    Villa Guerrero
  • 08/2017 → 05/2021
    University Of St. Thomas
    Houston, TX
  • 05/2021 → 09/2021
    Unemployed
    Houston, TX
  • 01/2023 → Present
    Houston, TX
  • 03/2022 → Present
    Monex Securities, Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-20
  • S66 Uniform Combined State Law Examination
    2023-01-20

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