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David Keating Mullen

Little House Capital, LLC

Braintree, MA

CRD 7441905

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Employer firm

Little House Capital, LLC CRD 290070

$675M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Little House Capital, Llc

35 Braintree Hill Park #100, Braintree, MA 02184 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-10-21
  • MA RA
    APPROVED
    Since 2021-10-21

Branch Locations

35 Braintree Hill Park #100, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Little House Capital, Llc Braintree MA 06/2020 Present
Entrepreneurshares Boston MA 06/2019 06/2020
University Of Massachusetts Amherst, Isenberg School Of Manageme Amherst MA 08/2015 05/2019
  • 06/2020 → Present
    Little House Capital, Llc
    Braintree, MA
  • 06/2019 → 06/2020
    Entrepreneurshares
    Boston, MA
  • 08/2015 → 05/2019
    University Of Massachusetts Amherst, Isenberg School Of Manageme
    Amherst, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-26
  • S65 Uniform Investment Adviser Law Examination
    2021-04-26
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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