Drake Jonathon Dalton

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → 08/2019
  Self Employed
  Oklahoma City, OK
• 01/2019 → 04/2019
  Truenorth Wealth
  Salt Lake City, UT
• 09/2016 → 05/2017
  Byu Store
  Provo, UT
• 08/2016 → 07/2019
  Brigham Young University
  Provo, UT
• 08/2019 → 05/2021
  Utah Valley University
  Orem, UT
• 09/2021 → 06/2022
  Fidelity Investments
  Jacksonville, FL
• 06/2022 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 04/2020 → 09/2020
  Self Employed
  Oklahoma City, OK
• 04/2021 → 09/2021
  Self Employed
  Oklahoma City, OK
• 06/2022 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 06/2022 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2022-01-10 → 2022-06-27
  Fidelity Personal And Workplace Advisors
  Jacksonville, FL

Exams

• S66 Uniform Combined State Law Examination
  2022-01-04

Other Names

• Drake Jonathon Dalton
• Drake Dalton
• D J Dalton