Inactive

Clarissa Ann Warner

Waverly Advisors, LLC

CRD 7441503

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Employer firm

Waverly Advisors, LLC CRD 115332

$29.9B regulatory AUM 69 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-10-22

OH RA
APPROVED

Since 2024-10-22

Branch Locations

1502 University Blvd Unit D, Hamilton, OH 45011 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
9258 Wealth Management	Blue Ash	OH	01/2020	12/2024
National Retirement Consuttants	Hamilton	OH	08/2007	12/2019
Waverly Advisors, Llc	Hamilton	OH	10/2024	Present

01/2020 → 12/2024

9258 Wealth Management

Blue Ash, OH
08/2007 → 12/2019

National Retirement Consuttants

Hamilton, OH
10/2024 → Present

Waverly Advisors, Llc

Hamilton, OH

Previous Registrations

2021-09-16 → 2024-12-02

9258 Wealth Management, Llc

Hamilton, OH

Other Businesses

Jazzercise Inc. - Instructor- Not investment related, not during trading hours.

Designations

Certified Financial Planner

Other Names

Clarissa Ann Hacker
Clarissa Ann Lichliter

View on SEC IAPD

More in Hamilton, OH

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