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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 11/2021 | 12/2021 |
| Cat Auto Sales | Palm Bay | FL | 06/2010 | 09/2022 |
| Ultra Chem Llc | Miami | FL | 06/2020 | 05/2021 |
| Tbc Tire Kingdom | Miami | FL | 12/2016 | 12/2019 |
| Valet Living | Miami | FL | 03/2022 | 09/2022 |
| Td Bank N.A. | Weston | FL | 09/2022 | 09/2024 |
| Td Private Client Wealth Llc | Weston | FL | 09/2022 | 09/2024 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2024 | Present |
| Cetera Investment Advisers Llc | Hialeah | FL | 08/2024 | Present |
| Regions Bank | Hialeah | FL | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-23 |
| S65 | Uniform Investment Adviser Law Examination | 2022-10-20 |
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