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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-09-22
  • WI RA
    APPROVED
    Since 2025-09-22

Branch Locations

1509 N Milwaukee Ave, Libertyville, IL 60048 • United States

Liberty One Investment Management

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-10-13
IL RA APPROVED 2019-06-21
  • WI RA
    APPROVED
    Since 2023-10-13
  • IL RA
    APPROVED
    Since 2019-06-21

Branch Locations

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Trevor, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Tranel Financial Group Libertyville IL 01/2005 Present
Money Concepts Capital Corp Palm Beach Gardens FL 03/2005 09/2025
Liberty One Investment Management Libertyville IL 05/2019 Present
Harbour Investments, Inc. Madison WI 09/2025 Present
818 Capital Group, Llc Libertyville IL 01/2025 Present
Previous Registrations
  • 2005-05-30 → 2026-04-15
    Libertyville, IL
    North Chicago, IL
    Libertyville, IL
    North Chicago, IL
    Wilmington, NC
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
Other Businesses

1) The Tranel Financial Group – DBA 2) 818 Capital Group, LLC | 1509 N. Milwaukee Avenue, Libertyville, IL 60048 | Employee | Description: Perform various tasks to serve clients of the firm | Beginning 6/2023 | 40 hours per month, 40 during trading hours | Paid position | Investment related 3) Liberty One Investment Management, LLC | 1509 N. Milwaukee Avenue, Libertyville, IL 60048 | President | Description: Manage, coach and lead the execution of the firm’s business plan | Beginning 6/2012 | 140 hours per month, 120 during trading hours | Paid position | Investment related 4) Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-27
  • S66 Uniform Combined State Law Examination
    2005-05-27
Other Names
  • Benjamin Pahl

View on SEC IAPD

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