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Aunika Allen

Equitable Advisors, LLC

Salisbury, NC

CRD 7441481

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-04
  • NC RA
    APPROVED
    Since 2023-12-04

Branch Locations

Salisbury, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loomis Charlotte NC 04/2020 12/2021
Planet Fitness Salisbury NC 05/2019 03/2020
O'CHarley's Salisbury NC 08/2018 05/2019
Belk Charlotte NC 11/2016 10/2018
Mykonos Salisbury NC 11/2015 09/2016
Equitable Advisors, Llc New York NY 10/2021 10/2023
Equitable Advisors, Llc New York NY 11/2023 Present
Equitable Charlotte NC 11/2023 Present
  • 04/2020 → 12/2021
    Loomis
    Charlotte, NC
  • 05/2019 → 03/2020
    Planet Fitness
    Salisbury, NC
  • 08/2018 → 05/2019
    O'CHarley's
    Salisbury, NC
  • 11/2016 → 10/2018
    Belk
    Charlotte, NC
  • 11/2015 → 09/2016
    Mykonos
    Salisbury, NC
  • 10/2021 → 10/2023
    New York, NY
  • 11/2023 → Present
    New York, NY
  • 11/2023 → Present
    Equitable
    Charlotte, NC
Previous Registrations
Other Businesses

AMAZON AFFILIATE; SALISBURY, NC; AMAZON ONLINE STOREFRONT BUSINESS OWNER; PROMOTING TWIN BABY PRODUCTS AND RETAIL ARBITRAGE 5 HRS/MO; START DATE 4/18/25

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-14
  • S66 Uniform Combined State Law Examination
    2021-12-14
Other Names
  • Aunika S. Allen
  • Aunika Allen

View on SEC IAPD

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