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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-07-18 |
Branch Locations
5141 Gateway Centre Suite 400, Flint, MI 48507 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co Inc | Grand Blanc | MI | 09/2021 | 08/2023 |
| Jack And Kates Steals | Grand Blanc | MI | 01/2019 | 06/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2023 | 07/2025 |
| Dort Financial Credit Union | Grand Blanc | MI | 08/2023 | 07/2025 |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 09/2023 | 07/2025 |
| Track N Time Race Management | Grand Blanc | MI | 03/2011 | Present |
| Massmutual Life Insurance Company | Flint | MI | 06/2025 | Present |
| Mml Investors Services, Llc | Flint | MI | 07/2025 | Present |
1. NAME: TRACK N TIME RACE MANAGEMENT INV REL: NO ADDR: RESIDENTIAL ADDRESS NATURE: MY COMPANY IS CONTRACTED WITH SCHOOLS TO TIME CROSS COUNTRY AND TRACK RACES POSITION: OWNER START DATE: 3/2011 NO HRS/MO: 10 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: SCHEDULING, BOOKKEEPING, OPERATING TIMING EQUIPMENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-27 |
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