Best Investors Account Sign in

William J Smallwood

Wells Fargo Clearing Services, LLC

Linwood, NJ

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-05
NJ RA APPROVED 2023-05-03
  • TX RA
    APPROVED
    Since 2023-07-05
  • NJ RA
    APPROVED
    Since 2023-05-03

Branch Locations

1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Linwood NJ 09/2021 Present
Geetee Llc Egg Harbor Township NJ 05/2019 08/2021
Dq Events Haddonfield NJ 04/2017 09/2020
Vivint Smarthome Mays Landing NJ 08/2017 04/2018
Chopdawg Studios Philadelphia PA 03/2020 08/2020
Lumber Liquidators Pleasantville NJ 06/2016 07/2017
  • 09/2021 → Present
    Wells Fargo Clearing Services, Llc
    Linwood, NJ
  • 05/2019 → 08/2021
    Geetee Llc
    Egg Harbor Township, NJ
  • 04/2017 → 09/2020
    Dq Events
    Haddonfield, NJ
  • 08/2017 → 04/2018
    Vivint Smarthome
    Mays Landing, NJ
  • 03/2020 → 08/2020
    Chopdawg Studios
    Philadelphia, PA
  • 06/2016 → 07/2017
    Lumber Liquidators
    Pleasantville, NJ
Other Businesses

Uber; Not Investment Related; San Francisco, CA; Driver; 12/2024; 1 hour per month; No Hours during Trading Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-02
  • S66 Uniform Combined State Law Examination
    2023-05-02

View on SEC IAPD

Other Firms

HORNOR, TOWNSEND & KENT, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MASTERS LEGACY PLANNING
AMERIPRISE FINANCIAL SERVICES, LLC
JANNEY MONTGOMERY SCOTT LLC
LPL FINANCIAL LLC
SUSTAINVEST ASSET MANAGEMENT, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

JUSTIN ANDREW ODELL
CLIFFORD BUTLER MURRAY
MANUEL EDGARDO APONTE
STEPHEN FRANCIS LEN
CHARLENE FIEDLER
BRETT JOSEPH GIACONIA
PETER JOHN PERFETTI
TYLER ROY EGRIE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LINWOOD, NJ
WELLS FARGO CLEARING SERVICES, LLC · LINWOOD, NJ
HORNOR, TOWNSEND & KENT, LLC · LINWOOD, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Linwood, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Linwood, NJ
MASTERS LEGACY PLANNING · LINWOOD, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · LINWOOD, NJ
JANNEY MONTGOMERY SCOTT LLC · LINWOOD, NJ

More in Linwood, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor