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Emerson Equity LLC CRD 130032
$322M regulatory AUM 100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-01-29 |
| OH | RA | APPROVED | 2025-08-21 |
| CA | RA | APPROVED | 2025-08-14 |
| IL | RA | APPROVED | 2025-08-14 |
| MI | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED | 2025-08-14 |
Branch Locations
9940 Research Drive Suite 200, Irvine, CA 92618 • United States
155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Troy | MI | 09/2021 | 12/2022 |
| Self Employed | Troy | MI | 07/2019 | 09/2021 |
| Bethesda Romanian Pentecostal Church | Troy | MI | 05/2015 | 09/2021 |
| Guardian Life Insurance Company | San Ramon | CA | 02/2023 | 08/2025 |
| Park Avenue Securities Llc | San Ramon | CA | 02/2023 | 08/2025 |
| Guardian Life Insurance Company | Roseville | CA | 01/2024 | 08/2025 |
| Park Avenue Securities | Roseville | CA | 01/2024 | 08/2025 |
| Emerson Equity Llc | San Mateo | CA | 08/2025 | Present |
| Insurance Brokerage Via Tarkenton Financial | Atlanta | GA | 07/2025 | Present |
1) INSURANCE BROKERAGE VIA TARKENTON FINANCIAL-INVESTMENT RELATED, 3340 PEACHSTREE ROAD, NE STE 2300 ATLANTA, GA 30326, INSURANCE BROKERAGE-FIXED ANNUITIES, LIFE INSURANCE, DISABILITY, LONG TERM CARE, BROKER, SALES OF FIXED INSURANCE AND FIXED ANNUITIES, 150 HRS PER MONTH, 0 HRS PER MONTH DURING SECURITIES TRADING HOURS, 07/2025 2) DIAMOND MOUNTAIN FINANCIAL, LLC-INVESTMENT RELATED, 8351 PINTO GRIGIO ST. ROSEVILLE, CA 95747, DBA MARKETING VEHICLE THROUGH WHICH INVESTMENT RELATED BUSINESS IS DONE THROUGH EMERSON EQUITY LLC., FOUNDER AND PARTNER, ORGANIZING BUSINESS INCOME AND EXPENSES DERIVED FROM EMERSON EQUITY COMPENSATION., 160 HRS PER MONTH, DBA ONLY WILL NOT TAKE ADDITIONAL TIME AWAY FROM CONDUCTING BUSINESS WITH EMERSONE EQUITY LLC., 07/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-30 |
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