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Employer firm

Emerson Equity LLC CRD 130032

$322M regulatory AUM 100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars
  • MANAGEMENT OF PRIVATE PLACEMENT LIFE INSURANCE / INSURANCE DEDICATED FUNDS (SINGLE INVESTOR PRIVATE FUNDS)

From the firm’s Form ADV. Read the guides:

Current Employers
Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-01-29
OH RA APPROVED 2025-08-21
CA RA APPROVED 2025-08-14
IL RA APPROVED 2025-08-14
MI RA APPROVED 2025-08-14
TX RA APPROVED 2025-08-14
  • MO RA
    APPROVED
    Since 2026-01-29
  • OH RA
    APPROVED
    Since 2025-08-21
  • CA RA
    APPROVED
    Since 2025-08-14
  • IL RA
    APPROVED
    Since 2025-08-14
  • MI RA
    APPROVED
    Since 2025-08-14
  • TX RA
    APPROVED
    Since 2025-08-14

Branch Locations

9940 Research Drive Suite 200, Irvine, CA 92618 • United States

Roseville, CA • United States

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Troy MI 09/2021 12/2022
Self Employed Troy MI 07/2019 09/2021
Bethesda Romanian Pentecostal Church Troy MI 05/2015 09/2021
Guardian Life Insurance Company San Ramon CA 02/2023 08/2025
Park Avenue Securities Llc San Ramon CA 02/2023 08/2025
Guardian Life Insurance Company Roseville CA 01/2024 08/2025
Park Avenue Securities Roseville CA 01/2024 08/2025
Emerson Equity Llc San Mateo CA 08/2025 Present
Insurance Brokerage Via Tarkenton Financial Atlanta GA 07/2025 Present
  • 09/2021 → 12/2022
    Troy, MI
  • 07/2019 → 09/2021
    Self Employed
    Troy, MI
  • 05/2015 → 09/2021
    Bethesda Romanian Pentecostal Church
    Troy, MI
  • 02/2023 → 08/2025
    Guardian Life Insurance Company
    San Ramon, CA
  • 02/2023 → 08/2025
    San Ramon, CA
  • 01/2024 → 08/2025
    Guardian Life Insurance Company
    Roseville, CA
  • 01/2024 → 08/2025
    Park Avenue Securities
    Roseville, CA
  • 08/2025 → Present
    San Mateo, CA
  • 07/2025 → Present
    Insurance Brokerage Via Tarkenton Financial
    Atlanta, GA
Previous Registrations
Other Businesses

1) INSURANCE BROKERAGE VIA TARKENTON FINANCIAL-INVESTMENT RELATED, 3340 PEACHSTREE ROAD, NE STE 2300 ATLANTA, GA 30326, INSURANCE BROKERAGE-FIXED ANNUITIES, LIFE INSURANCE, DISABILITY, LONG TERM CARE, BROKER, SALES OF FIXED INSURANCE AND FIXED ANNUITIES, 150 HRS PER MONTH, 0 HRS PER MONTH DURING SECURITIES TRADING HOURS, 07/2025 2) DIAMOND MOUNTAIN FINANCIAL, LLC-INVESTMENT RELATED, 8351 PINTO GRIGIO ST. ROSEVILLE, CA 95747, DBA MARKETING VEHICLE THROUGH WHICH INVESTMENT RELATED BUSINESS IS DONE THROUGH EMERSON EQUITY LLC., FOUNDER AND PARTNER, ORGANIZING BUSINESS INCOME AND EXPENSES DERIVED FROM EMERSON EQUITY COMPENSATION., 160 HRS PER MONTH, DBA ONLY WILL NOT TAKE ADDITIONAL TIME AWAY FROM CONDUCTING BUSINESS WITH EMERSONE EQUITY LLC., 07/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
  • S66 Uniform Combined State Law Examination
    2022-09-30
Other Names
  • Jonathan Pop
  • John Pop

View on SEC IAPD

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