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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-25 |
| TX | RA | APPROVED_RES | 2018-10-04 |
| IL | RA | APPROVED | 2012-01-10 |
Branch Locations
303 East Main Street 3Rd Floor, Barrington, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Barrington | IL | 01/2012 | Present |
1) My cabin. No name / Ely, MN / Family cabin that I rent out on a limited basis to screened families / Renting my cabin out on a very limited basis. NO clients / paying all expenses & collecting rent. Again the rental will have very limited income & primarily over the summer months / Proprietor / owner / 4/21/2022 /// 2) Takedown Outdoors LLC / Outdoor activities & instructions / Support outdoor events & instruct participants in outdoor sport activities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-22 |
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