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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-25
TX RA APPROVED_RES 2018-10-04
IL RA APPROVED 2012-01-10
  • MN RA
    APPROVED
    Since 2025-09-25
  • TX RA
    APPROVED_RES
    Since 2018-10-04
  • IL RA
    APPROVED
    Since 2012-01-10

Branch Locations

Ely, MN • United States

303 East Main Street 3Rd Floor, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Barrington IL 01/2012 Present
Previous Registrations
Other Businesses

1) My cabin. No name / Ely, MN / Family cabin that I rent out on a limited basis to screened families / Renting my cabin out on a very limited basis. NO clients / paying all expenses & collecting rent. Again the rental will have very limited income & primarily over the summer months / Proprietor / owner / 4/21/2022 /// 2) Takedown Outdoors LLC / Outdoor activities & instructions / Support outdoor events & instruct participants in outdoor sport activities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-27
S63 Uniform Securities Agent State Law Examination 2005-04-22
  • S65 Uniform Investment Adviser Law Examination
    2005-09-27
  • S63 Uniform Securities Agent State Law Examination
    2005-04-22

View on SEC IAPD

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