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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Missouri | Columbia | MO | 08/2017 | 05/2021 |
| Massmutual Life Insurance Co | Columbia | MO | 04/2021 | 09/2021 |
| Mml Investors Services, Llc | Columbia | MO | 09/2021 | 09/2021 |
| Senior Marketing Specialists | Columbia | MO | 09/2020 | 04/2021 |
| First Midwest Bank | Columbia | MO | 03/2018 | 08/2020 |
| Silverball Arcade & Bar | Columbia | MO | 06/2019 | 01/2020 |
| Rock Bridge High School | Columbia | MO | 08/2014 | 08/2017 |
| Lpl Financial, Llc | Columbia | MO | 10/2021 | 01/2024 |
| Convergence Financial, Llc | Columbia | MO | 10/2021 | 01/2024 |
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2024 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 01/2024 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2024, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 2) WALTERS WEALTH MANAGEMENT LLC, 9 E FIFTH ST FULTON MO, 02/2024, OWNER, BUSINESS ENTITY, INV REL, 160 HR/MO 130 HR/MO TRADING 3) ALIGNED WEALTH MANAGEMENT, 9 E FIFTH ST FULTON MO, 01/2024, DBA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-17 |
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