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Denise A Lilien

Mariner

Scottsdale, AZ

CRD 7440263

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Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-10-01
  • AZ RA
    APPROVED
    Since 2024-10-01

Branch Locations

17767 N Scottsdale Rd Suite 310, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 09/2021 04/2022
None Scottsdale AZ 06/2009 08/2021
Msec, Llc Overland Park KS 04/2024 08/2025
Apple Inc Scottsdale AZ 05/2022 02/2024
Mariner Wealth Advisors Overland Park KS 02/2024 Present
  • 09/2021 → 04/2022
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 06/2009 → 08/2021
    None
    Scottsdale, AZ
  • 04/2024 → 08/2025
    Msec, Llc
    Overland Park, KS
  • 05/2022 → 02/2024
    Apple Inc
    Scottsdale, AZ
  • 02/2024 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-27
S63 Uniform Securities Agent State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2024-09-27
  • S63 Uniform Securities Agent State Law Examination
    2021-12-17
Other Names
  • Denise Stubrin Lilien
  • Denise Andrea Lilien

View on SEC IAPD

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