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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-01
FL RA APPROVED 2022-01-05
  • TX RA
    APPROVED_RES
    Since 2024-02-01
  • FL RA
    APPROVED
    Since 2022-01-05

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 09/2021 Present
South Tampa Subaru Tampa FL 08/2016 05/2019
University Of Tampa Tampa FL 05/2019 05/2020
Unemployed Tampa FL 05/2020 09/2021
South Tampa Subaru Tampa FL 08/2020 01/2021
Mount St. Mary's University Emmitsburg MD 08/2015 05/2019
Bank Of America, N.A. Tampa FL 10/2021 Present
  • 09/2021 → Present
    Tampa, FL
  • 08/2016 → 05/2019
    South Tampa Subaru
    Tampa, FL
  • 05/2019 → 05/2020
    University Of Tampa
    Tampa, FL
  • 05/2020 → 09/2021
    Unemployed
    Tampa, FL
  • 08/2020 → 01/2021
    South Tampa Subaru
    Tampa, FL
  • 08/2015 → 05/2019
    Mount St. Mary's University
    Emmitsburg, MD
  • 10/2021 → Present
    Bank Of America, N.A.
    Tampa, FL
Other Businesses

I*1325301 For profit or not for profit: Name of outside business organization: Jesuit High school Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["School, College or University"] Position, title, association: ["Other"], Start date of relationship: 2/1/2024 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Lacrosse Coach, coaching high school athletes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-30
  • S66 Uniform Combined State Law Examination
    2021-12-30

View on SEC IAPD

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