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Stephen Charles Mcclellan

Mml Investors Services, LLC

Pottstown, PA

Philadelphia, PA

Newtown Square, PA

CRD 7439756

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-10-04
  • PA RA
    APPROVED
    Since 2022-10-04

Branch Locations

Pottstown, PA • United States

Philadelphia, PA • United States

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Newtown Square PA 09/2021 06/2022
Mml Investors Services, Llc Newtown Square PA 09/2021 06/2022
Massmutual Life Insurance Co Newtown Square PA 06/2022 Present
Iqvia Plymouth Meeting PA 06/2021 08/2021
Clean Juice Wynnwood PA 12/2020 04/2021
St. Joseph's University Philadelphia PA 06/2020 08/2020
Haverford Recreation Department Haverford PA 05/2017 08/2019
Student Havertown PA 05/2012 06/2017
Student Havertown PA 08/2019 06/2020
Student Havertown PA 08/2020 12/2020
Mml Investors Services, Llc Newtown Square PA 06/2022 Present
  • 09/2021 → 06/2022
    Massmutual Life Insurance Co
    Newtown Square, PA
  • 09/2021 → 06/2022
    Mml Investors Services, Llc
    Newtown Square, PA
  • 06/2022 → Present
    Massmutual Life Insurance Co
    Newtown Square, PA
  • 06/2021 → 08/2021
    Iqvia
    Plymouth Meeting, PA
  • 12/2020 → 04/2021
    Clean Juice
    Wynnwood, PA
  • 06/2020 → 08/2020
    St. Joseph's University
    Philadelphia, PA
  • 05/2017 → 08/2019
    Haverford Recreation Department
    Haverford, PA
  • 05/2012 → 06/2017
    Student
    Havertown, PA
  • 08/2019 → 06/2020
    Student
    Havertown, PA
  • 08/2020 → 12/2020
    Student
    Havertown, PA
  • 06/2022 → Present
    Mml Investors Services, Llc
    Newtown Square, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-28
  • S66 Uniform Combined State Law Examination
    2022-09-28

View on SEC IAPD

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