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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-11 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
510 22Nd Avenue E, Suite 202B, Alexandria, MN 56308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial/Stonebridge Wealth Management, Llc. | Alexandria | MN | 09/2021 | Present |
| The Dashery, Llc | Alexandria | MN | 01/2021 | 08/2021 |
| Full Time Student At University Of North Dakota | Grand Forks | ND | 07/2017 | 05/2021 |
| Full Time Student Alexandria Public Schools | Alexandria | MN | 01/2014 | 06/2017 |
| Private Advisor Group, Llc | Morristown | NJ | 11/2024 | Present |
1-03/2024 / NOTARY / INVESTMENT RELATED / 1 HRS MNTH / START DATE 10/08/2021 2- 03/2024 / StoneBridge Wealth Management, LLC / DBA for LPL Business (entity for LPL business) / INVSTMNT RLTD / 160 HRS MNTH / 8 HRS DURING TRADING/ START DATE 09/15/2021 3- 04/2024 - Private Advisor Group DBA StoneBridge Wealth Management, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Started: 9/15/2021 - 160 Hrs/Mo; 8 Hrs During Trading - You are approved based on the specific facts provided in this request. Please note that you are currently listed as a Hybrid Registered Administrative Associate which limits you to accepting unsolicited orders from clients and providing support services to the branch office. You are not permitted to provide investment advice or receive advisory fees. 4- 04/2024 - Private Advisors Group, Inc. - Inv Related - At Reported Business Location(s) - Registered investment Advisor - Admin - Started: 9/15/2021 - 160 Hrs/Mo; 8 Hrs During Trading - I provide administrative support to Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-04 |
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