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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-11
  • MN RA
    APPROVED
    Since 2024-11-11

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

510 22Nd Avenue E, Suite 202B, Alexandria, MN 56308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial/Stonebridge Wealth Management, Llc. Alexandria MN 09/2021 Present
The Dashery, Llc Alexandria MN 01/2021 08/2021
Full Time Student At University Of North Dakota Grand Forks ND 07/2017 05/2021
Full Time Student Alexandria Public Schools Alexandria MN 01/2014 06/2017
Private Advisor Group, Llc Morristown NJ 11/2024 Present
  • 09/2021 → Present
    Lpl Financial/Stonebridge Wealth Management, Llc.
    Alexandria, MN
  • 01/2021 → 08/2021
    The Dashery, Llc
    Alexandria, MN
  • 07/2017 → 05/2021
    Full Time Student At University Of North Dakota
    Grand Forks, ND
  • 01/2014 → 06/2017
    Full Time Student Alexandria Public Schools
    Alexandria, MN
  • 11/2024 → Present
    Morristown, NJ
Other Businesses

1-03/2024 / NOTARY / INVESTMENT RELATED / 1 HRS MNTH / START DATE 10/08/2021 2- 03/2024 / StoneBridge Wealth Management, LLC / DBA for LPL Business (entity for LPL business) / INVSTMNT RLTD / 160 HRS MNTH / 8 HRS DURING TRADING/ START DATE 09/15/2021 3- 04/2024 - Private Advisor Group DBA StoneBridge Wealth Management, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Started: 9/15/2021 - 160 Hrs/Mo; 8 Hrs During Trading - You are approved based on the specific facts provided in this request. Please note that you are currently listed as a Hybrid Registered Administrative Associate which limits you to accepting unsolicited orders from clients and providing support services to the branch office. You are not permitted to provide investment advice or receive advisory fees. 4- 04/2024 - Private Advisors Group, Inc. - Inv Related - At Reported Business Location(s) - Registered investment Advisor - Admin - Started: 9/15/2021 - 160 Hrs/Mo; 8 Hrs During Trading - I provide administrative support to Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-04
  • S66 Uniform Combined State Law Examination
    2024-11-04
Other Names
  • Sheridan Delaney Allen-Opp

View on SEC IAPD

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