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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-07 |
| UT | RA | APPROVED | 2024-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/2021 | 10/2021 |
| Self Employed Writer | Salt Lake City | UT | 04/2017 | Present |
| Henkel Ag, Formerly Sun Products Corporation | Salt Lake City | UT | 12/2015 | 04/2018 |
| Allegheny Investments | Pittsburgh | PA | 10/2021 | 05/2024 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2024 | Present |
| Fifth And Forbes Financial | Salt Lake City | UT | 03/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2024 | Present |
1) FREELANCE JOURNALIST, NOT INVESTMENT RELATED, FREELANCE CONTRIBUTOR, WRITE FOR THIRD PARTY AGENCY THAT CONTRACTS WITH COMPANIES, SINCE 04/2017, 6H/WEEK. 2) FIFTH AND FORBES FINANCIAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR INVESTMENTS, ASSISTANT, SINCE 03/2024, 40H/WEEK
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-12 |
| S65 | Uniform Investment Adviser Law Examination | 2021-05-14 |
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