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Christopher Mitchell Oneill

Cetera Investment Advisers LLC

Leland, NC

Salt Lake City, UT

CRD 7439315

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-07
UT RA APPROVED 2024-07-15
  • NC RA
    APPROVED
    Since 2026-07-07
  • UT RA
    APPROVED
    Since 2024-07-15

Branch Locations

Leland, NC • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/2021 10/2021
Self Employed Writer Salt Lake City UT 04/2017 Present
Henkel Ag, Formerly Sun Products Corporation Salt Lake City UT 12/2015 04/2018
Allegheny Investments Pittsburgh PA 10/2021 05/2024
Cetera Financial Specialists Llc Schaumburg IL 06/2024 Present
Fifth And Forbes Financial Salt Lake City UT 03/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2024 Present
  • 09/2021 → 10/2021
    Waltham, MA
  • 04/2017 → Present
    Self Employed Writer
    Salt Lake City, UT
  • 12/2015 → 04/2018
    Henkel Ag, Formerly Sun Products Corporation
    Salt Lake City, UT
  • 10/2021 → 05/2024
    Pittsburgh, PA
  • 06/2024 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2024 → Present
    Fifth And Forbes Financial
    Salt Lake City, UT
  • 07/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) FREELANCE JOURNALIST, NOT INVESTMENT RELATED, FREELANCE CONTRIBUTOR, WRITE FOR THIRD PARTY AGENCY THAT CONTRACTS WITH COMPANIES, SINCE 04/2017, 6H/WEEK. 2) FIFTH AND FORBES FINANCIAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR INVESTMENTS, ASSISTANT, SINCE 03/2024, 40H/WEEK

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-07-12
S65 Uniform Investment Adviser Law Examination 2021-05-14
  • S63 Uniform Securities Agent State Law Examination
    2024-07-12
  • S65 Uniform Investment Adviser Law Examination
    2021-05-14
Other Names
  • Christopher Oneill
  • Chris Oneill

View on SEC IAPD

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