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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-18
WI RA APPROVED 2023-10-11
  • IL RA
    APPROVED
    Since 2024-09-18
  • WI RA
    APPROVED
    Since 2023-10-11

Branch Locations

1860 W Winchester Rd Ste 104, Libertyville, IL 60048-5312 • United States

Kenosha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Libertyville IL 09/2021 Present
Spectrum Center Inc. Nashville TN 09/2016 09/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-09
  • S66 Uniform Combined State Law Examination
    2023-10-09
Other Names
  • Morgan Halstead
  • Morgan Ashley Halstead
  • Morgan Presterl

View on SEC IAPD

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