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Burton Oliver Chapman

Cetera Investment Advisers LLC

Honesdale, PA

CRD 7439259

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-04-28
  • PA RA
    APPROVED
    Since 2022-04-28

Branch Locations

1207 Texas Palmyra Hwy, Honesdale, PA 18431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Honesdale National Bank Honesdale PA 09/2021 02/2022
Honesdale National Bank Honesdale PA 02/2022 Present
Cetera Investment Services Llc St Cloud MN 09/2021 02/2022
Cetera Investment Services Llc St Cloud MN 02/2022 Present
The Honesdale National Bank Honesdale PA 10/2019 09/2021
Fidelity Discount Deposit Bank Dunmore PA 06/2017 10/2019
Honesdale Auto And Truck Supply Honesdale PA 06/2010 06/2017
Cetera Investment Advisers Llc Honesdale PA 04/2022 Present
  • 09/2021 → 02/2022
    Honesdale National Bank
    Honesdale, PA
  • 02/2022 → Present
    Honesdale National Bank
    Honesdale, PA
  • 09/2021 → 02/2022
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2019 → 09/2021
    The Honesdale National Bank
    Honesdale, PA
  • 06/2017 → 10/2019
    Fidelity Discount Deposit Bank
    Dunmore, PA
  • 06/2010 → 06/2017
    Honesdale Auto And Truck Supply
    Honesdale, PA
  • 04/2022 → Present
    Cetera Investment Advisers Llc
    Honesdale, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-27
  • S66 Uniform Combined State Law Examination
    2022-04-27

View on SEC IAPD

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