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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-05
CA RA APPROVED 2026-04-29
TX RA APPROVED 2026-04-27
  • AZ RA
    APPROVED
    Since 2026-05-05
  • CA RA
    APPROVED
    Since 2026-04-29
  • TX RA
    APPROVED
    Since 2026-04-27

Branch Locations

150 W University Dr., Flr 04, Tempe , AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Scottsdale AZ 09/2021 06/2022
Remx Phoenix AZ 11/2017 02/2018
Amazon Goodyear AZ 03/2021 07/2021
Jemasi Inc Phoenix AZ 10/2018 05/2020
Golden Corral Surprise AZ 06/2015 11/2017
Cg Bookkeeping And Tax Services Llc Surprise AZ 01/2020 Present
Grand Canyon University Phoenix AZ 08/2015 04/2018
J.P. Morgan Securities Llc Tempe AZ 11/2022 Present
Nike Anthem AZ 10/2016 03/2017
Amazon Tempe AZ 05/2018 11/2018
Remx Phoenix AZ 03/2020 10/2020
  • 09/2021 → 06/2022
    The Vanguard Group, Inc
    Scottsdale, AZ
  • 11/2017 → 02/2018
    Remx
    Phoenix, AZ
  • 03/2021 → 07/2021
    Amazon
    Goodyear, AZ
  • 10/2018 → 05/2020
    Jemasi Inc
    Phoenix, AZ
  • 06/2015 → 11/2017
    Golden Corral
    Surprise, AZ
  • 01/2020 → Present
    Cg Bookkeeping And Tax Services Llc
    Surprise, AZ
  • 08/2015 → 04/2018
    Grand Canyon University
    Phoenix, AZ
  • 11/2022 → Present
    Tempe, AZ
  • 10/2016 → 03/2017
    Nike
    Anthem, AZ
  • 05/2018 → 11/2018
    Amazon
    Tempe, AZ
  • 03/2020 → 10/2020
    Remx
    Phoenix, AZ
Other Businesses

Entity Name: CG Bookkeeping and Tax Services LLC Investment related: No Address: Surprise, AZ, 85388 Nature of the other business: Accounting Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: In this role I am responsible for categorizing all transactions, reconcile bank account, prepare profit and lost reports and handling bills and invoices. In this role I am also gathering tax documents. Making sure they have all there tax forms. I Francisco Gomez will not be providing tax advise.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-28
S63 Uniform Securities Agent State Law Examination 2021-10-20
  • S66 Uniform Combined State Law Examination
    2024-12-28
  • S63 Uniform Securities Agent State Law Examination
    2021-10-20
Other Names
  • Francisco Gomez
  • Francisco Alejandro Gomez

View on SEC IAPD

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