John Francis Smitka

Current Employers

Signal Ridge Capital Partners, Llc

434 Old Connecticut Path Suite 3A, Framingham, MA 01701 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2013-06-11

MA RA
APPROVED

Since 2013-06-11

Branch Locations

434 Old Connecticut Path Suite 3A, Framingham, MA 01701 • United States

Penguin Global Wealth Management Llc

Wellesley, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2008-04-30

MA RA
APPROVED

Since 2008-04-30

Branch Locations

Wellesley, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiedemann & Associates Investment Advisors Inc	Wellesley Hills	MA	01/2008	Present
Penguin Global Wealth Management Llc	Wellesley	MA	05/2007	Present
Signal Ridge Capital Partners, Llc	Framingham	MA	03/2013	Present

01/2008 → Present

Tiedemann & Associates Investment Advisors Inc

Wellesley Hills, MA
05/2007 → Present

Penguin Global Wealth Management Llc

Wellesley, MA
03/2013 → Present

Signal Ridge Capital Partners, Llc

Framingham, MA

Previous Registrations

2008-02-26 → 2019-07-11

Tiedemann & Associates Investment Advisors, Inc.

Weston, MA
2006-05-08 → 2007-05-14

Banc Of America Investment Services, Inc.

Boston, MA

Cambridge, MA

Burlington, MA

Cambridge, MA

Other Businesses

CROTCHED MOUNTAIN FOUNDATION: GREENFIELD, NH: START DATE: 2010: MEMBER OF INVESTMENT COMMITTEE: 5013C3 SPECIAL NEEDS EDUCATIONAL FACILITY: 5 NON-TRADING HOURS PER MONTH: PARTICIPATE IN INVESTMENT MANAGEMENT DECISIONS ON BEHALF OF THE FOUNDATION'S ENDOWMENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-28

S66 Uniform Combined State Law Examination

2005-06-28

Other Names

John Smitka

View on SEC IAPD