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Patrick James Traynor

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7438825

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-16
TX RA APPROVED 2025-10-16
  • NC RA
    APPROVED
    Since 2025-10-16
  • TX RA
    APPROVED
    Since 2025-10-16

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 09/2021 Present
Synnex Corporation Greenville SC 01/2021 09/2021
Spartan Surfaces Bel Air MD 05/2019 08/2019
Clemson University Clemson SC 08/2019 05/2020
Clemson University Clemson SC 08/2016 05/2020
American Campus Communities Clemson SC 08/2017 09/2018
Dancel Y In Ellicott City Ellicott City MD 05/2016 08/2017
Unemployed Greenville SC 05/2020 01/2021
Vanguard Marketing Corporation Charlotte NC 09/2021 Present
Vanguard Advisers, Inc. Charlotte NC 10/2025 Present
  • 09/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 01/2021 → 09/2021
    Synnex Corporation
    Greenville, SC
  • 05/2019 → 08/2019
    Spartan Surfaces
    Bel Air, MD
  • 08/2019 → 05/2020
    Clemson University
    Clemson, SC
  • 08/2016 → 05/2020
    Clemson University
    Clemson, SC
  • 08/2017 → 09/2018
    American Campus Communities
    Clemson, SC
  • 05/2016 → 08/2017
    Dancel Y In Ellicott City
    Ellicott City, MD
  • 05/2020 → 01/2021
    Unemployed
    Greenville, SC
  • 09/2021 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 10/2025 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-14
  • S66 Uniform Combined State Law Examination
    2025-10-14
Other Names
  • Pat Traynor
  • Patrick Traynor

View on SEC IAPD

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