Samantha Ultreras

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2026-06-02
MI	RA	APPROVED	2026-06-02
TX	RA	APPROVED	2026-06-02

IN RA
APPROVED

Since 2026-06-02
MI RA
APPROVED

Since 2026-06-02
TX RA
APPROVED

Since 2026-06-02

Branch Locations

201 County Rd 6 West, Elkhart, IN 46514 • United States

346 W Cleveland Rd, Granger, IN 46530 • United States

13050 Sr 23, Granger, IN 46530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Shoe Carnival	Mishawaka	IN	01/2013	11/2019
Teachers Credit Union	Granger	IN	11/2019	Present
Lpl Financial Llc	Granger	IN	05/2022	Present

01/2013 → 11/2019

Shoe Carnival

Mishawaka, IN
11/2019 → Present

Teachers Credit Union

Granger, IN
05/2022 → Present

Lpl Financial Llc

Granger, IN

Other Businesses

1) 05/08/2025 - Investment Related - DBA for LPL Business (entity for LPL business) - Everwise Wealth Management - At Reported Business Location(s) - Start Date - 05/07/2025 - 173 Hrs/Mth - 150 Hrs During Trading. 2) 07/03/2025 - Everwise Investment Services - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/01/2025 - 40 Hrs/Mth - 35 Hrs During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-01
S63	Uniform Securities Agent State Law Examination	2024-02-12

S65 Uniform Investment Adviser Law Examination

2026-06-01
S63 Uniform Securities Agent State Law Examination

2024-02-12

View on SEC IAPD