Joseph Francis Kloecker

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 08/2023
  Dfa Securities Llc
  Charlotte, NC
• 06/2018 → 05/2021
  Wells Fargo Bank
  Charlotte, NC
• 05/2021 → 08/2021
  Unemployed
  Charlotte, NC
• 09/2016 → 06/2018
  Ernst & Young Llp
  Pittsburgh, PA
• 08/2023 → 08/2025
  Jfs Wealth Advisors, Llc
  Pittsburgh, PA
• 08/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Alpharetta, GA
• 08/2025 → Present
  Raymond James Financial Services, Inc.
  Alpharetta, GA

Previous Registrations

• 2023-12-13 → 2025-08-21
  Jfs Wealth Advisors, Llc
  Pittsburgh, PA

Other Businesses

Creative Financial Team, LLC Not investment-related Alpharetta, GA DBA/Support Company Advisor 08/2025 0 hours per month 0 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-09-25
• S65 Uniform Investment Adviser Law Examination
  2023-09-07

Designations

• Certified Financial Planner

Other Names

• Joe Kloecker