Juan Carlos Garcia

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-24

TX RA
APPROVED

Since 2026-08-24

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade, Inc.	Southlake	TX	09/2021	06/2024
The Cheesecake Factory	Southlake	TX	08/2016	11/2022
Charles Schwab & Co., Inc.	Westlake	TX	06/2022	Present
Schwab Wealth Advisory, Inc.	Westlake	TX	08/2026	Present

09/2021 → 06/2024

Td Ameritrade, Inc.

Southlake, TX
08/2016 → 11/2022

The Cheesecake Factory

Southlake, TX
06/2022 → Present

Charles Schwab & Co., Inc.

Westlake, TX
08/2026 → Present

Schwab Wealth Advisory, Inc.

Westlake, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-10
S63	Uniform Securities Agent State Law Examination	2022-01-11

S66 Uniform Combined State Law Examination

2025-10-10
S63 Uniform Securities Agent State Law Examination

2022-01-11

Other Names

Juan Carlos Garcia

View on SEC IAPD

Current Employers

Schwab Wealth Advisory, Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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