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Traci Kay Cerda

Wells Fargo Clearing Services, LLC

Fresno, CA

Sonora, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-31
  • CA RA
    APPROVED
    Since 2026-08-31

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

808 E Mono Way, Sonora, CA 95370 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employment Jamestown CA 04/2000 08/2021
Self-Employed-Independent Cont Amarillo TX 04/2014 08/2021
Integrity Home Mortgage And Fi Modesto CA 12/2015 08/2021
Bank Of America Sonora CA 02/2018 08/2021
Td Ameritrade San Diego CA 08/2021 09/2023
Charles Schwab & Co., Inc. San Mateo CA 09/2023 07/2026
Charles Schwab Bank, Ssb San Mateo CA 11/2024 07/2026
Wells Fargo Clearing Services, Llc Sonora CA 08/2026 Present
Wells Fargo Bank, Na Sonora CA 07/2026 Present
  • 04/2000 → 08/2021
    Self-Employment
    Jamestown, CA
  • 04/2014 → 08/2021
    Self-Employed-Independent Cont
    Amarillo, TX
  • 12/2015 → 08/2021
    Integrity Home Mortgage And Fi
    Modesto, CA
  • 02/2018 → 08/2021
    Bank Of America
    Sonora, CA
  • 08/2021 → 09/2023
    Td Ameritrade
    San Diego, CA
  • 09/2023 → 07/2026
    Charles Schwab & Co., Inc.
    San Mateo, CA
  • 11/2024 → 07/2026
    Charles Schwab Bank, Ssb
    San Mateo, CA
  • 08/2026 → Present
    Wells Fargo Clearing Services, Llc
    Sonora, CA
  • 07/2026 → Present
    Wells Fargo Bank, Na
    Sonora, CA
Previous Registrations
Other Businesses

Rental property as a sole proprietorship.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-11
S63 Uniform Securities Agent State Law Examination 2022-11-29
  • S65 Uniform Investment Adviser Law Examination
    2026-04-11
  • S63 Uniform Securities Agent State Law Examination
    2022-11-29
Other Names
  • Traci Cerda
  • Traci Kay Cerda

View on SEC IAPD

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