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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-17
MN RA APPROVED 2022-02-23
  • TX RA
    APPROVED
    Since 2023-03-17
  • MN RA
    APPROVED
    Since 2022-02-23

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 09/2021 Present
University Of Puget Sound Tacoma WA 06/2016 06/2017
Pancheros Golden Valley MN 07/2017 11/2017
Rns Concepts St. Paul MN 11/2017 12/2017
Blaze Pizza Minneapolis MN 01/2018 06/2018
Sp+ Parking Minneapolis MN 01/2018 09/2018
Wells Fargo Minneapolis MN 06/2018 09/2021
  • 09/2021 → Present
    Minneapolis, MN
  • 06/2016 → 06/2017
    University Of Puget Sound
    Tacoma, WA
  • 07/2017 → 11/2017
    Pancheros
    Golden Valley, MN
  • 11/2017 → 12/2017
    Rns Concepts
    St. Paul, MN
  • 01/2018 → 06/2018
    Blaze Pizza
    Minneapolis, MN
  • 01/2018 → 09/2018
    Sp+ Parking
    Minneapolis, MN
  • 06/2018 → 09/2021
    Wells Fargo
    Minneapolis, MN
Other Businesses

Business Ownership; Freeze Frame Visuals; Photographer, photo retouch; Freelance Photography; 816 Portland Ave, , Minneapolis, MN, 55404; Not Investment-Related; 04/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-18
  • S66 Uniform Combined State Law Examination
    2022-02-18

View on SEC IAPD

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