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Alec Lloyd Benson

Morgan Stanley

Walnut Creek, CA

CRD 7438085

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-03
CA RA APPROVED 2022-01-03
  • TX RA
    APPROVED
    Since 2022-09-03
  • CA RA
    APPROVED
    Since 2022-01-03

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Walnut Creek CA 09/2021 12/2021
Moody's Investors Service San Francisco CA 10/2018 09/2021
Randstad Professionals Irvine CA 07/2018 08/2018
Yes Energy Boulder CO 01/2017 05/2017
Full-Time Education - University Of Colorado Boulder Boulder CO 08/2013 12/2017
Unemployed Newport Coast CA 12/2017 07/2018
Morgan Stanley Smith Barney Llc Walnut Creek CA 12/2021 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2022 Present
  • 09/2021 → 12/2021
    Morgan Stanley Smith Barney Llc
    Walnut Creek, CA
  • 10/2018 → 09/2021
    Moody's Investors Service
    San Francisco, CA
  • 07/2018 → 08/2018
    Randstad Professionals
    Irvine, CA
  • 01/2017 → 05/2017
    Yes Energy
    Boulder, CO
  • 08/2013 → 12/2017
    Full-Time Education - University Of Colorado Boulder
    Boulder, CO
  • 12/2017 → 07/2018
    Unemployed
    Newport Coast, CA
  • 12/2021 → Present
    Morgan Stanley Smith Barney Llc
    Walnut Creek, CA
  • 03/2022 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2021-12-17
Other Names
  • Alec L Benson

View on SEC IAPD

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