Audra Mae Vetzel

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-07-14

TN RA
APPROVED

Since 2022-07-14

Branch Locations

One Union Square, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Chattanooga	TN	10/2021	Present
Unum	Chattanooga	TN	08/2017	10/2021
Stay At Home Mom And Worked Part Time At Armstrong Relocation	Chattanooga	TN	03/2000	08/2017

10/2021 → Present

Ubs Financial Services Inc

Chattanooga, TN
08/2017 → 10/2021

Unum

Chattanooga, TN
03/2000 → 08/2017

Stay At Home Mom And Worked Part Time At Armstrong Relocation

Chattanooga, TN

Other Businesses

I own 7% of Property Leasing 12 (it is a corporation that owns one building that I receive rent payments on once a month). The building is located at 6059 Relocation Way, Ooltewah TN 37363.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-05

S66 Uniform Combined State Law Examination

2022-05-05

Other Names

Audra Levine

View on SEC IAPD