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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-01-18 |
Branch Locations
919 E 9Th St, Rochester, IN 46975 • United States
615 E Jefferson St, Plymouth, IN 46563-1831 • United States
511 E Colfax Ave, South Bend, IN 46617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Plymouth | IN | 09/2021 | Present |
| Cardinal Services | Warsaw | IN | 02/2020 | 12/2020 |
| Kokomo Tribune | Kokomo | IN | 11/2014 | 02/2020 |
| Catena Media | Warsaw | IN | 01/2020 | 09/2021 |
Board of Directors; David's Courage Board of Directors; Board member; 10924 Lincoln Hwy , , Plymouth, IN, 46563; Investment-Related; 02/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-05 |
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