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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-08-08
OK RA APPROVED 2023-08-04
TX RA APPROVED 2023-08-04
MO RA APPROVED 2023-07-21
  • DC RA
    APPROVED
    Since 2023-08-08
  • OK RA
    APPROVED
    Since 2023-08-04
  • TX RA
    APPROVED
    Since 2023-08-04
  • MO RA
    APPROVED
    Since 2023-07-21

Branch Locations

Kingsville, MO • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usa Softball Of Kansas City Independence MO 05/2015 05/2018
Ashok B. Bavishi Cpa Overland Park KS 05/2017 08/2017
State Street Bank & Trust Co. Kansas City MO 05/2018 08/2018
Truman State University Kirksville MO 08/2015 05/2019
University Of Missouri Columbia MO 08/2019 05/2021
Central Bank Of Boone County Columbia MO 05/2019 09/2021
Lpl Financial, Llc Jefferson City MO 09/2021 06/2023
Central Trust Bank Jefferson City MO 09/2021 06/2023
Thrivent Investment Management Inc Minneapolis MN 07/2023 Present
Thrivent Financial Appleton WI 07/2023 Present
  • 05/2015 → 05/2018
    Usa Softball Of Kansas City
    Independence, MO
  • 05/2017 → 08/2017
    Ashok B. Bavishi Cpa
    Overland Park, KS
  • 05/2018 → 08/2018
    State Street Bank & Trust Co.
    Kansas City, MO
  • 08/2015 → 05/2019
    Truman State University
    Kirksville, MO
  • 08/2019 → 05/2021
    University Of Missouri
    Columbia, MO
  • 05/2019 → 09/2021
    Central Bank Of Boone County
    Columbia, MO
  • 09/2021 → 06/2023
    Jefferson City, MO
  • 09/2021 → 06/2023
    Central Trust Bank
    Jefferson City, MO
  • 07/2023 → Present
    Minneapolis, MN
  • 07/2023 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Other Businesses

USA SOFTBALL POSITION: Assistant Tournament Director NATURE: USA Softball hosts local tournaments for girls to compete. USA Softball of Kansas City, specifically, helps girls local to the Kansas City metro area compete. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2024 ADDRESS: 2801 NE 50th Street, Oklahoma City OK 73111, United States DESCRIPTION: I will be assisting with creating and maintaining brackets for the weekend tournaments, filling in for field crew when needed, and helping parents and players navigate the parks.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-28
  • S66 Uniform Combined State Law Examination
    2022-04-28
Other Names
  • Nikki Muenz

View on SEC IAPD

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