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Shane Thomas Hixon

Seia

Los Angeles, CA

CRD 7437603

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Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-20
  • CA RA
    APPROVED
    Since 2025-03-20

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seia Llc Los Angeles CA 07/2023 Present
Ses Llc Los Angeles CA 08/2023 Present
Student Los Angeles CA 01/2003 07/2023
  • 07/2023 → Present
    Seia Llc
    Los Angeles, CA
  • 08/2023 → Present
    Ses Llc
    Los Angeles, CA
  • 01/2003 → 07/2023
    Student
    Los Angeles, CA
Other Businesses

SEIA LLC POSITION: Portfolio Associate NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 7/5/2023 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service. City / Municipal committee member (resident) POSITION: committee member, NATURE: City advisory, INVESTMENT RELATED: No, NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2025 ADDRESS: 1685 Main St., Santa Monica, CA 90401, United States DESCRIPTION: City advisory committee member.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-10
  • S66 Uniform Combined State Law Examination
    2024-08-10
Other Names
  • Shane Thomas Hixon
  • Shane T Hixon

View on SEC IAPD

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